ESR AR 2019 EN

105 DIRECTORS’ REPORT ESR Annual Report 2019 SUBSTANTIAL SHAREHOLDERS’ INTERESTS AND SHORT POSITIONS IN SHARES AND UNDERLYING SHARES As at 31 December 2019, the following persons (not being Directors or chief executive of the Company) had, or were deemed to have, interests or short positions in the Shares and underlying Shares of the Company which would fall to be disclosed to the Company and the Stock Exchange under the provisions of Divisions 2 and 3 of Part XV of the SFO or which were required to be recorded in the register required to be kept under section 336 of the SFO: Name of Shareholder Capacity/nature of interest Number of ordinary shares held (Note 1) Approximate percentage of shareholdings WP OCIM ONE LLC Beneficial owner 566,737,099(L) 18.66% WP X Investment VI Ltd. Interest of controlled corporation (Note 2) 566,737,099(L) 18.66% Warburg Pincus Private Equity X, L.P. Interest of controlled corporation (Note 2) 566,737,099(L) 18.66% Warburg Pincus X, L.P. Interest of controlled corporation (Note 2) 566,737,099(L) 18.66% Warburg Pincus X GP L.P. Interest of controlled corporation (Note 2) 566,737,099(L) 18.66% WPP GP LLC Interest of controlled corporation (Note 2) 566,737,099(L) 18.66% Warburg Pincus Partners, L.P. Interest of controlled corporation (Note 2) 566,737,099(L) 18.66% Warburg Pincus Partners GP LLC Interest of controlled corporation (Note 2) 566,737,099(L) 18.66% Warburg Pincus & Co. Interest of controlled corporation (Note 2) 566,737,099(L) 18.66% Redwood Investment Company, Ltd. Beneficial owner 389,933,535(L) 12.84% Kurmasana Holdings, LLC Interest of controlled corporation (Note 3) 389,933,535(L) 12.84% Redwood Investor (Cayman) Limited Interest of controlled corporations (Note 3) 389,933,535(L) 12.84% Mr Charles Alexander Portes Interest of controlled corporations (Note 3) 421,835,167(L) 13.89% Mr Stuart Gibson Interest of controlled corporations (Note 3) 421,835,167(L) 13.89% SK Holdings Co., Ltd. Beneficial owner 336,539,292(L) 11.08% Laurels Capital Investments Limited Beneficial owner (Note 4) 285,758,717(L) 9.41% Rosy Fortune Limited Founder of a discretionary trust (Note 5) 285,758,717(L) 9.41% Tricor Equity Trustee Limited Trustee (Note 5) 285,758,717(L) 9.41% Mr Jinchu Shen Interest of controlled corporation (Note 5) 285,758,717(L) 9.41% OMERS Administration Corporation Beneficial owner 273,292,600(L) 9.00% Jingdong Logistics Group Corporation Beneficial owner (Note 6) 232,301,861(L) 7.65% JD Logistics Holding Limited Interest of controlled corporation (Note 6) 232,301,861(L) 7.65% Jingdong Technology Group Corporation Interest of controlled corporation (Note 6) 232,301,861(L) 7.65% JD.com , Inc. Interest of controlled corporation (Note 6) 232,301,861(L) 7.65% Max Smart Limited Interest of controlled corporation (Note 6) 232,301,861(L) 7.65% Mr Richard Qiangdong Liu Beneficiary of a trust (other than a discretionary interest) (Note 6) 232,301,861(L) 7.65% The Capital Group Companies, Inc. Interest of controlled corporations (Note 7) 218,557,549(L) 7.20% Stichting Depositary APG Strategic Real Estate Pool Depositary (Note 8) 211,057,897(L) 6.95% APG Asset Management N.V. Investment Manager (Note 8) 211,057,897(L) 6.95% APG Groep N.V. Investment Manager (Note 8) 211,057,897(L) 6.95% Stichting Pensioenfonds ABP Investment Manager (Note 8) 211,057,897(L) 6.95%