DIRECTORS’ REPORT SUBSTANTIAL SHAREHOLDERS’ INTERESTS AND SHORT POSITIONS IN SHARES AND UNDERLYING SHARES As at 31 December 2021, the following persons (not being Directors or chief executives of the Company) had, or were deemed to have, interests or short positions in the Shares and underlying Shares of the Company which would fall to be disclosed to the Company and the Stock Exchange under the provisions of Divisions 2 and 3 of Part XV of the SFO or which were required to be recorded in the register required to be kept under section 336 of the SFO: Name of Shareholder Capacity/nature of interest Number of ordinary shares / underlying Shares held (Note 1) Approximate percentage of shareholdings Warburg Pincus & Co. Interest of controlled corporations (Note 2) 591,440,159 (L) 19.40% Warburg Pincus China GP, L.P. Interest of controlled corporations (Note 2) 591,440,159 (L) 19.40% Warburg Pincus China, L.P. Interest of controlled corporations (Note 2) 591,440,159 (L) 19.40% Warburg Pincus Partners GP LLC Interest of controlled corporations (Note 2) 591,440,159 (L) 19.40% Warburg Pincus Partners II, L.P. Interest of controlled corporations (Note 2) 591,440,159 (L) 19.40% Warburg Pincus Private Equity XII, L.P. Interest of controlled corporations (Note 2) 591,440,159 (L) 19.40% Warburg Pincus XII, L.P. Interest of controlled corporations (Note 2) 591,440,159 (L) 19.40% WP Global LLC Interest of controlled corporations (Note 2) 591,440,159 (L) 19.40% Alexandrite Athena GroupCo Ltd Interest of controlled corporations (Note 2) 591,440,159 (L) 19.40% Alexandrite Gem Holdings Limited Beneficial owner (Note 2) 503,733,252 (L) 16.52% Alexandrite Gem TopCo Ltd Interest of controlled corporations (Note 2) 503,733,252 (L) 16.52% OMERS Administration Corporation Beneficial owner 456,221,943 (L) 14.96% Mr Stuart Gibson Interest of controlled corporations (Note 3) 453,345,219 (L) 14.87% Mr Charles Alexander Portes Interest of controlled corporations (Note 3) 453,272,219 (L) 14.87% Redwood Investor (Cayman) Limited Interest of controlled corporations (Note 3) 420,521,337 (L) 13.79% Kurmasana Holdings, LLC Interest of controlled corporation (Note3) 420,521,337 (L) 13.79% Redwood Investment Co., Limited Beneficial owner (Note 3) 420,521,337 (L) 13.79% Mr Jinchu Shen Interest of controlled corporation (Note 4) 319,658,645 (L) 10.49% Rosy Fortune Limited Founder of a discretionary trust (Note 4) 319,658,645 (L) 10.49% Tricor Equity Trustee Limited Trustee (Note 4) 319,658,645 (L) 10.49% Laurels Capital Investments Limited Beneficial owner (Note 4) 319,658,645 (L) 10.49% Mr Qiangdong Liu Beneficiary of a trust (other than a discretionary interest) (Note 5) 213,821,461 (L) 7.01% Max Smart Limited Interest of controlled corporation (Note 5) 213,821,461 (L) 7.01% JD.com, Inc. Interest of controlled corporation (Note 5) 213,821,461 (L) 7.01% Jingdong Technology Group Corporation Interest of controlled corporation (Note 5) 213,821,461 (L) 7.01% JD Property Holding Limited Beneficial owner (Note 5) 213,821,461 (L) 7.01% UBS Trustees (B.V.I.) Limited Trustee (Note 5) 213,821,461 (L) 7.01% Stichting Depositary APG Strategic Real Estate Pool Depositary (Note 6) 211,057,897 (L) 6.92% APG Asset Management N.V. Investment Manager (Note 6) 211,057,897 (L) 6.92% APG Groep N.V. Investment Manager (Note 6) 211,057,897 (L) 6.92% Stichting Pensioenfonds ABP Investment Manager (Note 6) 211,057,897 (L) 6.92% GIC Private Limited Investment Manager 184,088,345 (L) 6.04% The Capital Group Companies, Inc. Interest of controlled corporations (Note 7) 175,918,953 (L) 5.77% Lazard Asset Management LLC Investment Manager 155,950,263 (L) 5.12% E S R C A Y M A N L I M I T E D A N N U A L R E P O R T 2 0 2 1 101
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