CORPORATE GOVERNANCE AND OTHER INFORMATION Name of Shareholder Capacity/nature of interest Number of Shares / underlying Shares held (Note 1) Approximate percentage of shareholdings as at 30 June 2022 Mr Charles Alexander Portes Interest of controlled corporations (Note 3) 453,272,219(L) 10.15% Redwood Investor (Cayman) Limited Interest of controlled corporations (Note 3) 420,521,337(L) 9.42% Kurmasana Holdings, LLC Interest of controlled corporation (Note 3) 420,521,337(L) 9.42% Redwood Investment Company, Ltd. Beneficial owner (Note 3) 420,521,337(L) 9.42% Mr Jinchu Shen Interest of controlled corporations and beneficial owner (Notes 4, 5, 6) 320,830,145(L) 7.19% Rosy Fortune Limited Founder of a discretionary trust (Note 4) 319,658,645(L) 7.16% Tricor Equity Trustee Limited Trustee (Note 4) 319,658,645(L) 7.16% Laurels Capital Investments Limited Beneficial owner (Note 4) 319,658,645(L) 7.16% The Capital Group Companies, Inc. Interest of controlled corporations (Note 7) 230,275,553(L) 5.16% Notes: 1. The letter “L” denotes the long position in the Shares. 2. Alexandrite Gem Holdings Limited (“Gem Holdings”) and Athena Logistics Holdings Ltd. (“Logistics Holdings”) held as to 503,733,253 and 87,706,907 Shares respectively. Gem Holdings and Logistics Holdings are wholly owned subsidiary of Alexandrite Gem TopCo Ltd (“Gem TopCo”) and Athena Logistics TopCo Ltd. (“Logistics TopCo”) respectively. Both Gem TopCo and Logistics TopCo are wholly owned subsidiary of Alexandrite Athena GroupCo Ltd. (“Alexandrite Athena GroupCo”). Alexandrite Athena GroupCo is owned as to 41.46% and 35.19% by Warburg Pincus China, L.P. (“WP China”) and Warburg Pincus Private Eqiuty XII, L.P. (“WPP Equity”) respectively. WP China and WPP Equity are wholly owned subsidiary of Warburg Pincus China GP, L.P. (“WP China GP”) and Warburg Pincus XII, L.P. (“WP XII”) respectively. Both WP China GP and WP XII are wholly owned by WP Global LLC. The managing member of WP Global LLC is Warburg Pincus Partners II, L.P. (“WPP II”). The general partner of WPP II is Warburg Pincus Partners GP LLC (“WPP GP”), the managing member of which is Warburg Pincus & Co. Accordingly, each of Gem TopCo, Logistics TopCo, Alexandrite Athena GroupCo, WP China, WPP Equity, WP China GP, WP XII, WP Global LLC, WPP II, WPP GP and Warburg Pincus & Co. are deemed to be interested in the underlying Shares held by Gem Holdings and Logistics Holdings. 3. Redwood Investment Company, Ltd. (“Redwood Investment”) is owned as to 42% and 58% by Kurmasana Holdings, LLC and Redwood Investor (Cayman) Limited, respectively, of which Kurmasana Holdings, LLC is wholly-owned by Redwood Investor (Cayman) Limited and the voting rights of Redwood Investor (Cayman) Limited are controlled as to 50% and 50% by Mr Charles Alexander Portes and Mr Stuart Gibson, respectively. Hence, each of Mr Charles Alexander Portes, Mr Stuart Gibson, Redwood Investor (Cayman) Limited and Kurmasana Holdings, LLC is deemed to be interested in the Shares held by Redwood Investment. Besides, as at 30 June 2022, 32,750,882 Shares (representing 0.73% of the total issued shares of the Company then and inclusive of the interest in 16,899,687 Shares underlying the share options pursuant to the Tier 1 ESOP, which are physically settled unlisted derivatives) were held by Redwood Consulting (Cayman) Limited (“Redwood Consulting”) as the beneficial owner. Redwood Consulting is owned as to 50% and 50% by Mr Charles Alexander Portes and Mr Stuart Gibson, respectively. Hence each of Mr Charles Alexander Portes and Mr Stuart Gibson is deemed to be interested in Shares held by Redwood Consulting. 4. Laurels Capital Investments Limited is wholly owned by The Shen Trust. The settlor of The Shen Trust is Rosy Fortune Limited, the sole shareholder of which is Mr Jinchu Shen. The trustee of The Shen Trust is Tricor Equity Trustee Limited. Rosy Fortune Limited has a deemed interest under the SFO in the Shares held by The Shen Trust in its capacity as settlor of The Shen Trust, Mr Jinchu Shen has a deemed interest under the SFO in the Shares held by The Shen Trust solely in his capacity as the sole shareholder of the settlor of The Shen Trust and Tricor Equity Trustee Limited has a deemed interest under the SFO in the Shares held by The Shen Trust in its capacity as trustee of The Shen Trust. As at 30 June 2022, 319,658,645 Shares of the total issued shares of the Company (inclusive of the interest in 7,799,856 Shares underlying the share options pursuant to the Tier 1 ESOP) were held by Laurels Capital Investments Limited as the beneficial owner. 5. The Shares held as beneficial owner represented the 192,000 options to subscribe for Shares which are granted under the Post-IPO Share Option Scheme to each of Mr Jinchu Shen and Mr Stuart Gibson. The options granted to Mr Jinchu Shen are physically settled unlisted derivatives, and the options granted to Mr Stuart Gibson are unlisted derivatives which are not physically or cash settled. R E A C H I N G N E W H E I G H T S 20
RkJQdWJsaXNoZXIy ODIwNTc=